matters: 1. Approved to dispose of the assets having the total value of not exceeding THB 14,000 million to King Power MahaNakhon Co., Ltd. which is not a connected person of the Company; therefore, it
disclosed in the registration statement and the prospectus. In this regard, the total offering shall be terminated. (2) the allotment made to a person, the associated person or foreign investors in aggregate
keeps records of lending of money to a client for purchasing securities and lending of securities to a client for making a short sale; 4“initial margin rate” means a minimum rate of money to be paid or
1 WE-TRBOND-A กองทนุเปิด วี โทเทลิ รีเทร์ิน บอนด์ WE TOTAL RETURN BOND FUND (WE-TRBOND) หน่วยลงทนุชนิดไม่จ่ายเงนิปันผล : WE-TRBOND-A กองทนุรวมตราสารหนี ้ กองทนุรวมฟีดเดอร์ (Feeder Fund) กองทุนรวมท่ี
) “derivatives clearing house” means derivatives clearing house open for services to the general public; (3) “parent company” means: (a) a juristic person who holds no less than fifty percent of the total
records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC
deceive the company into transferring money to his and other persons? banking accounts as well as embezzling the company?s securities and money obtained from selling NIPPON?s investment units at the total
-five percent of the total shares with voting right; (o) a foreign investor of the same characteristics as those under (a) to (n) mutatis mutandis ; (5) “ retail client ” means a client other than
of the total shares with voting right; (o) a foreign investor of the same characteristics as those under (a) to (n) mutatis mutandis; (5) “retail client” means a client other than institutional clients