Rules on Appointment of a Third Party as a Service Provider on Behalf of an Intermediary or as a Marketing Agent of a Derivatives Fund Manager
, guidelines, service provider supervision, risk management, and business continuity measures. However, outsourcing does not discharge business operators from responsibility in the outsourced activities
for rendering the securities company get service of information technology from other provider efficiently, acceptable and able to control a risk and having a content cover guideline for selection and
of the operation of the outsourcing. Therefore, IT outsourcing have an objective for rendering the securities company get service of information technology from other provider efficiently, acceptable
business outside the digital asset exchange, excluding the dealers who act in the manner as specified in the notification of the SEC. “digital token portal service provider” means a provider of an electronic
regulations to ensure consistency with the regulations for other sustainability-related products in the capital market and to provide investors with sufficient information for making investment decisions. The
/English), date of birth, citizenship, sex, marital status, father’s name/mother’s name, (former) titles, (former) surnames, name of spouse, etc. Contact information: Information for contact purposes
SEC Search Search From : Home > Search > Search Results search: Public Information System Any Public Information System Enforcement ( 171 ) http://172.19.1.196:8983/solr/secweb/select?q=digital asset
SEC Search Search From : Home > Search > Search Results search: Public Information System Debenture Prospectus ( 1,293 ) Equity Prospectus ( 418 ) Investor Alert ( 309 ) Form 246-2 : Reports on
SEC Search Search From : Home > Search > Search Results search: Public Information System Debenture Prospectus ( 1,293 ) Equity Prospectus ( 418 ) Investor Alert ( 309 ) Form 246-2 : Reports on