=system_name%3AInfrastructure%20Fund%20Prospectus&start=10&rows=10 11 - 20 of 4,440 results Sort by: Relevance Date (Newest) Date (Oldest) SEC begins public hearing on digital asset advisers and fund managers as
=system_name%3AMutual%20Fund%20Prospectus&start=10&rows=10 11 - 20 of 4,440 results Sort by: Relevance Date (Newest) Date (Oldest) SEC begins public hearing on digital asset advisers and fund managers as new
digital asset advisers and fund managers as new businesses under supervision Presently, supervising “ digital asset businesses” under the royal decree on digital asset businesses, B.E. 2561 cover three
digital asset fund managers and digital asset investment consultants to apply for respective licenses within deadline on 24 February 2021 The SEC has informed digital asset investment consultants and
November 2020, “ Digital Asset Investment https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8823 SEC reminds digital asset fund managers and digital asset investment consultants to apply for respective
branch managers of LBDU agent transactions, and review the total balance in the confirmation document sent from the responsible asset management company. In any case, investors should not leave their fund
, experience and tenures of fund managers; fund managers? compensation structure; and fund mangers? investment within the fund. The sales and media area was improved from the first evaluation in 2011, but is
Investment Fund Managers Directive (AIFMD) ซึ่งมีผลบังคับใช้ตั้งแต่ วันที่ 22 กรกฎาคม 2556 เพื่อการกำกับดูแลบริษัทจัดการลงทุนที่จัดการหรือเสนอขายกองทุนใด ๆ ซึ่งมิได้เข้าข่ายเป็น UCITS โดยหลักเกณฑ์ดังกล่าวจะส่ง
financial needs are served by Relationship Managers (RMs) with thorough understanding of customers’ business and financial profiles. RMs are responsible for analyzing and proposing suitable credit products
the committee [according to Clause 37] for considering facts and evidence and proposing opinions on such matter [back to the SEC Office]. In this regard, if the committee wishes for the person under