Mr. Amorn Meemano Mr. Amorn Meemano, the Chief Executive Officer responsible for the operation of AJ Advance Technology Public Company Limited (“AJA”), was liable for AJA’s failure to prepare and

Mr. Prasit Jiewkok Mr. Prasit Jiewkok, a chief executive officer, responsible for the operation of Mandawee Tour Co., Ltd. shall be liable for Mandawee Tour Co., Ltd. offer for sale newly issued

Mr. Arak Ratboriharn Mr. Arak Ratboriharn, chief executive officer and authorized director responsible for the operation of News Network Corporation Public Company Limited shall be liable for News

Mr. Kajonsit Singsansern Mr. Kajonsit Singsansern, chief Executive Officer who is responsible for the operation of Siamese Asset Public Company Limited (“SA”), shall be liable for SA offer for sale

Mr. Winyu Chaiyawan Mr. Winyu Chaiyawan, chief Executive Officer who is responsible for the operation of Thaicredit Retail Bank Public Company Limited (“TCR”), shall be liable for TCR offer for sale

-supervision system for executive asset management that was insufficient to prevent conflicts of interest. Specifically, Bualuang Securities issued internal approvals exempting six executives from the firm’s

. However, two Executive Directors at that time (already resigned) with another third party had improperly used the money received from issuance of the bills of exchange. The Office of the Securities and

it’s expected that the customer can revise the contract and submit the work and receive the money from the customer’s party by 1st quarter of 2018. 6.2 Office rental and utilities expense increased by

derivatives dealer , the derivatives dealer shall engage as a counter party in derivatives trading solely with the following clients: (1) institutional investors (2) other juristic persons who trade in

, the derivatives dealer shall engage as a counter party in derivatives trading solely with the following clients: (1) institutional investors (2) other juristic persons who trade in derivatives for their