Cookie Care and Share

จำแนกตามประเภทผู้ถือครองตราสารหนี้ ตุลาคม/2567 Cookie Care and Share

จังหวัดอื่น ไตรมาส4/2567 สำนักงาน ก.ล.ต. มีการเปลี่ยนแบบรายงานข้อมูล ณ สิ้นปี 2021 Cookie Care and Share

care and adherence to good corporate governance, while prioritizing the best interests of shareholders.” 

investors. This is because institutional investors have the capacity to take care of themselves. However, the definitions of “institutional investor”* have been revised in accordance with the resolution of

to perform duties responsibly with professional due care in violation of the Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the administrative sanction whereby her

information and listed company executives? duty performance without due care, resulting in the total 31-million-baht civil penalty and the total 19.6-million-baht compensation for the equal amount of benefits

with responsibility, due care and loyalty. As a result, the Civil Sanction Committee ordered {A} to pay a civil fine, compensate the SEC for any expenses incurred from investigating the offence, and

and accurate information in materiality for the client?s investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in

Notification concerning financial advisor approval and scope of performance which specifies that financial advisor supervisor must be responsible and perform duties with prudence and care in compliance with laws