for a private placement without obtaining a prior approval from the SEC on 7 March, 2018. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 4/2019 Settlement Committee Order No
, failed to order or act his duty resulting in SKFM violation of section 133 paragraph 1 and 2 of the Securities and Exchange Act B.E. 2535. SKFM failed to comply with the rules, conditions, and procedures
and the draft prospectus with the SEC Office. Mr. Pairat Sampaothong failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the
Mr. Pete Bodharamik On December 22, 2015 to February 8, 2017 Mr. Pete Bodharamik acquired of Jasmine Telecom Systems Public Company Limited (“JTS”) shares held by Mr. Krirkrai Tribunyatkul and Mr
Mr. Krirkrai Tribunyatkul On October 17, 2016 and May 3, 2017 Mr. Krirkrai Tribunyatkul as a nominee of Mr. Pete Bodharamik filed reports (Form 246-2) to the SEC Office the acquisition or disposal
Meeting No. 4/2020 Settlement Committee Order No. 19/2020 Dated 30/06/2020
Mr. Pete Bodharamik On February 20, 2015. Mr. Pete Bodharamik acquires 4,400,000 JAS shares in Mrs. Saowanit Thanomsuwan’s securities trading account (nominee)which causes him to make a tender
Dimet (Siam) Public Company Limited. On 10 February, 2020, Dimet (Siam) Public Company Limited offer for sale newly issued securities in the category of shares (Private Placement) without having
Capital Market Supervisory Board. He later filed the accurate reports (Form 246-2) to the SEC Office on Februeary 11, 2021 SEC Act S.246 Settlement Committee Meeting No. 2/2021 Settlement Committee Order
Mr.Pongsak Lothongkam On December, 2017. Mr.Pongsak Lothongkam acquires SVI Public Company Limited (SVI) shares in Eagle Mount Asia Equities Limited’s securities trading account (nominee) , causing