buying PTL shares using inside information. 16/05/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a civil monetary

(JAS), by give a consent Mr. Pete in using his securities trading account to purchase Jasmine Telecom Systems Public Company Limited (JTS) shares by utilizing the inside information about The Q3/2016

and TFG-W1 by using inside information concerning TFG’s operating results for the first quarter of 2559 or the second quarter of 2559,as the case may be, that had not been generally disclosed to the

(Internal) 2.ข้อมูลการเสนอขายหลักทรัพย์ รายงานผลการเสนอขายหลักทรัพย์ผ่านระบบคราวด์ฟันดิง (CFD-issuer) 2 ข้อมูลเกี่ยวกับการเสนอขายหลักทรัพย์ 2.1 ชื่อเฉพาะของหลักทรัพย์ (ถ้ามี) 2.2 ประเภท (ระบุตัวเลือก) ลักษณะ

Microsoft PowerPoint - 9H!7-˙#0-ˆ˙#0-ˆ2#*H#2"2ˇCrowdfunding SEC Classification : ใชภ้ายใน (Internal) กระบวนการนำส่งข้อมูลอิเล็กทรอนิกส์ crowdfunding 1/42 SEC Classification : ใชภ้ายใน (Internal

] preventing leaking of inside information between units and personnel, [iii] internal control and [iv] risk management for operation of derivatives business in the category to be commenced, including measure

] preventing leaking of inside information between units and personnel, [iii] internal control and [iv] risk management for operation of derivatives business in the category to be commenced, including measure

] preventing leaking of inside information between units and personnel, [iii] internal control and [iv] risk management for operation of derivatives business in the category to be commenced, including measure

Business (No. 3) B.E. 2555 9 (b) policy and effective measures for preventing conflict of interests, learning of inside information between units and personnel, internal control and risk management for

management; selection and monitoring of its personnel assuring that they have and maintain such qualifications that correspond to the nature of their duties; measures to prevent improper access to inside