regulations focus more on clear and adequate information disclosure for investment decision making,? said Vorapol.
20230807-ADVANC-MDA-2Q23-EN Classification: Internal 2Q23 MD&A Advanced Info Service Plc. 1 Executive Summary Core businesses growth from profitability focus amid economic uncertainties In 2Q23 Thai
). Clause 2. The auditor who is approved by the Office of the Securities and Exchange Commission under the Notification governing approval for auditor , and is eligible to do auditing and put his or her
approved by the Office of the Securities and Exchange Commission under the Notification governing approval for auditor, and is eligible to do auditing and put his or her signature in the opinion on the
eligible to do auditing and put his or her signature in the opinion on the financial statement of a securities company, shall be a certified public accountant who is approved by the Office of the Securities
condition. Simultaneously, Kiatichai, Suraphong (managing director and authorized person for trading in the NPP securities trading account), NPP, Rinnapa whose beneficiary in her securities account was
her jail term to 42 years and six months? Yupin was sentenced to 65 year imprisonment for 13 counts at five years each. The Court halved her jail term to 32 years and six months.However, the Penal Code
therefore suspended the approval of {A} as a securities investment consultant and banned her from performing duties as a branch manager in business related to capital market for four months, starting from 6
authorization. According to the conversation recorded, {B} had sent trading orders before notifying her client or sent out selling orders against of the client's instruction. {B} admitted that she had acted as
her employer for six months. The SEC thus ordered another two months? suspension to complete the term. AEC Securities: (10) {K}, capital market investment consultant and investment planner, is