by not using knowledge and expertise as professional.In case of {B}, the SEC received a complaint from client of a brokerage firm that {B} had sent trading orders through client's account without

? former investor contact, {B}, had sent trading orders through the client's account without record and evidence of trading orders. His misconduct caused damage to the client and the firm dismissed him from

.   {B}, an investor contact and branch manager of Siam City Securities Co., Ltd., is suspended and prohibited from performing duties as securities firm executive for two months on account of trading

campaign promoting financial literacy and consumer protection. The initiative aims to raise global awareness, in line with the SEC’s efforts to enhance financial literacy, improve technological knowledge

awareness in this matter and drive the project “Spot the Scammers, Be Cautious Before Investing” towards successful outcomes.”As the SEC’s priority is given to deterrence of investment frauds and scams, the

. SEC therefore held the seminar “SEC FinTech for SMEs and startups: Innovation for Financial Inclusion” to build awareness of the government policies, funding accessibility through the capital market

แผนรับมือภัยคุกคามไซเบอร์ (Cyber Incident Plan) และหมั่นสำรองข้อมูลและตรวจสอบความถูกต้องครบถ้วนของข้อมูลที่สำรองไว้อย่างสม่ำเสมอ พร้อมทั้งสร้างความตระหนักรู้และฝึกอบรม (Cybersecurity Awareness) ให้กับ

raise the awareness of the importance of educating and protecting investors. The SEC is delighted to join this international campaign because we share the same objective as reflected in our continuing

, such as ESG information/disclosure standards, analytical tools, and stakeholder awareness and engagement.The ACMF also welcomed feedback from institutional investors during the meeting, through the ACMF

areas to enhance investor protection; for example, running public information campaigns to raise awareness about class-action litigation as a way to protect investors’ rights, improving the investor