proposed today the measures to enhance quality of investment research and personnel in securities business and a channel to expand investor base by means of ?introducing agent?, a success story of securities
diverse their investment but lack of time. Investment discipline made through mutual funds will help expand institutional investor base and bring about a well-balanced investor base. Impact from panic in
investments and diversify their portfolios across various assets, and expand new investor base, enhance investment services in the stock market and securities company products, as well as create a wealth
reduce reliance on the dialysis center business, which is exposed to regulatory risks arising from increasingly stringent government oversight, and will enable FVC to expand into a new line of business
Thailand Securities Institute for no longer than two years on the date of submission of application or if more than two years, had attended a training course of a training institute or training course
brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom
the applicant to attend the first training course after having been granted an approval. The required course shall be a refresher course relating to law on securities and exchange, applicable rules and
in the register of person qualified to be fund manager. In granting an approval according to the first paragraph, the Office may specify a period for the applicant to attend the first training course
and purchases were in line with the normal course of business operation. Concurrently, the SEC instructed the company to amend the annual financial statements for the year 2015 and the interim financial