doubtful transactions with business alliances and shares dilution in Million Miles, then its subsidiary. MILL did not exercise its subscription right to purchase Million Miles capital increase shares
draft prospectus for initial public offering of shares. The SEC's probe found that {X1} Company and {A} did not exercise due care in verifying relationships between the applicant and a company in the case
sentiment driving the SET index and trading values to soar. The securities companies will be required to strictly and cautiously exercise their KYC/CDD and review of client credit line practices, especially
public and investors are advised to exercise caution when using services from digital asset business operators who are not licensed under Thai law or regulated by the SEC as they will not receive legal
after falling victim to scams. The SEC also coordinated with social media platform providers to block accounts suspected of fraudulent investment content. The public should exercise caution and stay
interests and prevent any potential impact that may arise following the blocking of the platform. In addition, the SEC urges the public and investors to exercise caution when using the services of
Compact เป็นต้น โดยหลักเกณฑ์กำหนดให้บริษัทหลักทรัพย์จัดการกองทุน (บลจ.) ที่บริหารจัดการ SRI Fund ต้องเปิดเผยข้อมูลที่เกี่ยวข้องให้ครบถ้วนภายใต้มาตรฐานการเปิดเผยข้อมูลเดียวกัน เพื่อให้ผู้ลงทุนสามารถ
according to international principles such as SDGs, UN Global Compact, etc. The criteria require that AMCs, which manage SRI Funds, disclose all relevant information under the same disclosure standards so
companies for which SEC will collaborate with the Global Compact Network Thailand, (3) exchanging experiences between ASEAN SECs, and (4) putting the guiding principles framework into practice. In addition
be submitted in 2021 onward. The report will also be changed in order to make it compact and provide more information on ESG (Social, Environment, and Governance) and human rights to propel the country