amended Upon calculation of the maximum transaction size is equal to 2. 38 percent based on the net tangible asset ( NTA) criteria ( calculated by using the information shown in the company's consolidated
income structure of such period is required, as the case may be. 2 Including the profit margins in the associates based on equity method. 3 Describe the nature and proportion of other incomes, other
inappropriateness with conditions of such intermediary ’s business; (c) is not necessary for some types of capital market product s ; (3) announcing a detailed guideline for the benefit of compliance with the
Notification on condition that such exempted requirement: (a) is dispensable for providing services to a client; (b) is inconsistency or inappropriateness with conditions of such intermediary’s business; (c) is
required by the SEC Office under Section 57; (c) being in process of rectify their financial statements or reports required to be prepared under Section 56 or Section 57 as ordered by the SEC Office; (d
under the law governing securities and exchange but excluding a securities company licensed to undertake securities business in the category of mutual fund management; (c) other financial institution
independently in accordance with the market condition; (c) The index shall have been developed by a reliable institution which can act independently from the Company. If it appears that such an institution is the
in investment, investment background, and record of borrowing money for purchasing securities and borrowing securities for making a short sale; (c) readiness and understanding in complying with the
rate or prorate based on the operating results of the lessees), leasehold with more than one lessee, whether and how the lessees are concentrated, rental period and an average term of lease agreement