. Notification of the Capital Market Supervisory Board No. TorKhor. 35/2553 Re: Rules, Conditions and Procedures for Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit
TRANSLATED VERSION As of March 31, 2015 12 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the
TRANSLATED VERSION As of March 31, 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the
damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 26/2551 Re: Rules, Conditions and Procedures for Being Executive
damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 26/2551 Re: Rules, Conditions and Procedures for Being Executive
reference. The SEC, Thailand can neither undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the
undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Capital Market Supervisory Board
failure to comply with the Notification of the Capital Market Supervisory Board.** SEC has therefore prohibited Prapai from performing duties as branch manager in charge of capital market business and
businesses to access anonymized data under possession of https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6844 Notification of Capital Market Supervisory Board TorThor 47/2552 Sale of Securities by a
possession of https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6844 Notification of Capital Market Supervisory Board TorThor 47/2552 Sale of Securities by a Securities Company Which Does Not Have