auditor in the capital market shall file an application for approval with the SEC Office as per Form 61-1 which is available on the website of the SEC Office, together with the following documents and

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stakeholders’ inputs into consideration in the process of drafting the amendments to the relevant regulations and documents to enhance the requirements on the sustainability-related information disclosure of

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established under the law of Home Regulator’s jurisdiction ( issued by Home Regulator ) [ ] 3. Documents on establishment of foreign ETF: (a) Memorandum of Association and the Articles of Association, or the

established under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Documents on establishment of foreign ETF: (a) Memorandum of Association and the Articles of Association, or the

Bangkok, June 3, 2016 ? The SEC has revoked approval of an equity investment consultant named Veerachai Pasutanon and a capital market investment consultant named Jakkrit Hongnakorn, for committing

57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69 https://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2004.pdf SEC bolsters FinTech legislation