, consideration shall be given to the appropriateness and adequacy of the information to support investment decision making and the measures for investor protection. In this regard, the SEC Office may prescribe

for investor protection. In this regard, the SEC Office may prescribe conditions with which the Thai government agencies shall comply. Clause 10 In cases where additional facts appear to the SEC Office

personnel. I hereby certify that the above statements and the supplementary documentation attached herewith are complete, accurate and true. Sincerely, Signature

personnel. I hereby certify that the above statements and the supplementary documentation attached herewith are complete, accurate and true. Sincerely, Signature

documentation supplementing the application, as attached herein. Clause 2 This Notification shall come into force on 1 June 2005. Notified this 17th day of May 2005. (Mr. Thirachai Phuvanatnaranubala) Secretary

(s) with the ultimate power of control of the tender offeror. In addition, it was found that disclosure of certain topics in the tender offer documentation was unclear.The SEC therefore ordered North

investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives

demonstrate that the applicant would have readiness of personnel responsible for business of trustee. Clause 4 An applicant shall submit an application together with the relevant evidentiary documentation to

appropriateness and adequacy of the information to support investment decision making and the measures for investor protection. In this regard, the SEC Office may prescribe conditions with which the applicant shall

decision making and the measures for investor protection. In this regard, the SEC Office may prescribe conditions with which the foreign entity shall comply. Clause 11 In the case where it appears to the SEC