37/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 4. Notification of Capital Market Supervisory Board 83/2552 (Synopsis) 03/08/2009 01/09/2009 5
/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 2. Notification of Capital Market Supervisory Board TorThor/Nor/Khor. 26/2551 Rules, Conditions
/2005 2. Notification of Capital Market Supervisory Board 3/2555 (Synopsis) 18/01/2012 01/04/2012 3. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553 Prohibited
. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553 Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 10. Notification of Capital Market
Prohibited Characteristics of Personnel in Capital Market Industry 15/09/2010 01/10/2010 4. Notification of Capital Market Supervisory Board 87/2552 03/08/2009 01/09/2009 5. Notification of Capital
Approval of the Offer for Sale of Newly Issued Shares, mutatis mutandis; (4) the applicant’s directors, manager and authorized management persons shall not have prohibited characteristics as specified in the
renewal of approval, provided that the SEC Office has never issued any order or disclosed information concerning incompetence in performance of duty or possession of the prohibited characteristics under the
-DERI.pdf DRAFT director of the derivatives exchange shall be vacated from his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal by the SEC due to gross incompetent
derivatives exchange shall be vacated from his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal by the SEC due to gross incompetent in the https://www.sec.or.th/EN