consultant of the securities company and Miss Skonwan Paruang had the duty to contact investors. The acts of Mr. Torpong Thammasombat are liable to operating derivatives business without license in
company and Miss Skonwan had the duty to contact investors. The acts of Miss Skonwan are liable to operating derivatives business without license in contravention of Section 16 of the Derivatives Act B.E
the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is a duty required to be performed as follows 1. financial statement for the year 2016 2
within the period of time specified by the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is a duty required to be performed as follows 1. the
Jc Kevin Development Company Limited Jc Kevin Development Company Limited (“JCKD”) had duty to prepare and submit the financial statement for the year 2020, the key financial ratio for the year 2020
is a duty required to be performed. This case is in the process of inquiry by the inquiry official SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 04/03/2024
, colluded with other directors and executives of STARK, or consented to the falsification of STARK and its subsidiaries’ financial statements from 2021 - 2022 to deceive the public. Mr. Prakorn had a duty to
the Bankruptcy Act B.E. 2483 (1940). The second MOA is for cooperation in establishing an enterprise architecture. Both MOAs aim to promote efficiency and effectiveness of duty performance of both
, the SEC suspended {A} for two months and {C} for one month from duty as an approved securities investment consultant. For {B} with his previous demerit record, the SEC suspended him from duty as an
suspended {A} from duty as an approved capital market investment consultant for a period of one year.In case of {B}, the SEC received a report from a securities company that she failed to record her two