where the management company has a business 7 transaction that may cause a conflict of interest, in which case the information on such conflict of interest shall be disclosed, for example, the management
address of the representative, and the nature of any material relationship between the representative and the issuer or its affiliates to indicate whether a conflict exists between its interest as the
กับธุรกรรมการใหยืมหลักทรัพย 2.4 แนวทางในการจัดใหมีการรับเงินปนผลหรือผลตอบแทนอื่นอันเกดิจากหลักทรัพยที่อยู ระหวางใหยืม 2.5 แนวทางในการปองกนั conflict of interests ในกรณีเปนการทําธุรกรรมกับบุคคล
Notification of Capital Market Supervisory Board concerning Rules on Imposing the Duty of Intermediary to Handle Clients’ Complaints and Participating in the SEC Office’s Project to Resolve Disputes by
SEC Office’s Project to Resolve Disputes by Arbitration; (3) having business plan and operating system prepared for establishing the branch office. In this regard, such system shall compose of efficient
dispute between a provident fund member and the respondent, provided that the claimant shall demonstrate a written evidence or agreement that the respondent gives consent to resolve the dispute by the
securities business, or the dispute between a provident fund member and the respondent, provided that the claimant shall demonstrate a written evidence or agreement that the respondent gives consent to resolve