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Ranking - Securities/Derivative Business สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 13 August 2024 10:29 Ranking - Securities/Derivative Business Please enter search criteria

https://market.sec.or.th/public/idisc/en/Ranking/Intermediaries/LicenseeType

Investor Alert : Facebook page "Trade gold" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company

Facebook page "Trade gold" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0160&CaseYY=2568

Investor Alert : Line "Macquarie Prime" "ChaAim" and Line Open Chat "Trade Talk 23: คุยหุ้นทำกำไร" impersonate "MACQUARIE Securities (Thailand) Co., Ltd."

Line "Macquarie Prime" "ChaAim" and Line Open Chat "Trade Talk 23: คุยหุ้นทำกำไร" impersonate "MACQUARIE Securities (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0482&CaseYY=2568

SEC and Custodian Club discuss ways to elevate efficiency of post-trade services and custodial roles under draft amendments to PVD Act

Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10424

SEC instructs IFEC to immediately convene shareholders meeting after Business Development Department affirmes the company only has three directors

The move follows the Commerce Ministry’s decision today to declare the whole IFEC board of directors consisting of only the three named individuals. On 7 June 2018, the Commerce Ministry’s

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8194

SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance Minister’s consideration

Bangkok, 23 February 2024 – The Securities and Exchange Commission Board (SEC Board) has passed a resolution to recommend the revocation of digital asset business license of Zipmex Co., Ltd

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10590

SEC warns the public and investors to be cautious with the services provided by unlicensed digital asset business operators

With reference to the recent occurrence, a foreign private digital wallet service provider has solicited investors in Thailand via social media to trade digital assets by linking investor trading

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10548

เลขาธิการ ก.ล.ต. กล่าวปาฐกถาพิเศษในงานสัมมนา “Women in Business: Why Thailand is a success story in women leadership”

นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เข้าร่วมงานสัมมนา “Women in Business: Why Thailand is a success story in women leadership” และกล่าว

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=8628

SEC reveals one more digital asset business operator requesting to operate as digital asset exchange, in line with transitional provisions

public to be cautious when being asked to trade digital assets. The public should examine whether the operator is on the list of SEC’s digital asset business applicants. SEC reiterates that SEC has not

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8536

SEC public hearing on a proposed amendment to the regulations on appointment of directors and executives of securities companies and derivatives business operators in line with CG Code

, intermediaries have adapted in response to such changes. For example, restructuring affiliated companies and optimizing the use of human resources to serve business expansion, including diversification of products

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9436