clients An intermediary shall pay due regard to the information needs of its clients, and communicate information to them in a way which is clear, not distortion and not misleading; (11) clients
due regard to the information needs of its clients, and communicate information to them in a way which is clear, not distortion and not misleading; (11) clients’ relationships of trust An intermediary
the previous Quarterly To: The President The Stock Exchange of Thailand At present, the Thai economy and other countries in the world, there are clear direction of growth in the downtrend. The rate of
profit ratio toward sales revenue was decreased 48.01 % from previous year to 44.82%. It came from the sales of high cost goods with the higher portion and the sales promotion activities to clear existing
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7648 SEC reveals guidelines to regulate digital assets shareholders’ equity or no more than 70% of total amount offered. Digital asset exchanges, brokers and
Industry Consultative Panels process, outlines key strategies and mechanisms to strengthen capital markets as a driving force for sustainable development. It provides clear and concrete direction for
possession, nor did she return the borrowed money to the client as agreed.The misconduct of Nutnicha was failure to perform duties honestly by committing wrongful acts against clients’ assets, which was a
of businesses related to digital assets and the accommodation of cross-border/borderless transactions, it is also important that international cooperation, especially among IOSCO members and in the
governance, a clear growth direction, and a high level of emphasis on consistent disclosure and ongoing communication with investors. This is pursued through Thai ESG Funds, which focus on investments in
invests in or holds shares of any companies as assets of a mutual fund, it shall exercise the shareholder’s voting rights on behalf of the mutual fund in accordance with the following rules: (1) Arrange to