Renaissance Fund Management is a licensee under Type C Securities Business License in addition to the Derivatives Fund Management and Advisory Services Licenses. According to the SEC’s onsite
Section 90 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) which states that no person shall undertake securities business without license. Violator of Section 90 is subject to penalties under
Bangkok, 14 January 2019 ? The SEC announced that the Ministry of Finance, under the recommendation of the SEC Board, had denied a digital asset business licence for Coin Asset Co., Ltd.Earlier
The SEC Board and the SET Governors met on 3 August 2023 to discuss and exchange perspectives as well as viewpoints in relation to cooperative working process between the two organizations with an
The warning came after the SEC had received information from the concerned public and stakeholders who noticed that unlicensed business operators in the securities and digital asset sectors
on Business and Human Rights, Professor at the University of Washington3. Ms. Rachel Davis, Vice-President and Co-Founder, Shift4. Ms. Ruenvadee Suwanmongkol, Secretary-General, Securities and Exchange
Bangkok, August 16, 2016 ? The SEC is urging the shareholders of Adamas Incorporation Public Company Limited (ADAM) to thoroughly study the proposed share acquisition for business takeover of
. Network Co., Ltd., and (4) Pat Thamma, director of P.T. Research Co., Ltd., on account of operating derivatives business without license. The SEC received complaints indicating that the aforesaid five firms
CoinEx and more public interest in its services. The actions of CoinEx and Puttipong were liable to be a collusion to undertake a digital asset exchange business under Section 3 of the Emergency
Facebook page "ทางเลือกดีดี ตลาดหุ้นไทย." impersonates "The Stock Exchange of Thailand" : Unlicensed securities and derivatives business (Disclosure Date : 04/02/2025)