Microsoft Word - set-e _BOD 5-2018_ mh-FA .doc 1 Ref: CSO. 031/2018 Date: 23rd August 2018 Subject: The resolutions of the Board of Directors’ meeting No. 5/2018 of KGI Securities (Thailand) Public
regarding Definition of Institutional Investor, Ultra High Net Worth, and High Net Worth Investor; “client” means user of an intermediary’s services; “Stock Exchange” means the Stock Exchange of Thailand
Bangkok, October 1, 2012 - The SEC imposed administrative sanctions on seven investment consultants/analysts by revoking approval of {A}, suspending {B} of Bualuang Securities PLC, {C} of Kasikorn
Foreign Currency in the Kingdom of Thailand; (3) Notification of the Capital Market Supervisory Board concerning Rules for Approval of Foreign Company to Offer for Sale of Newly Issued Debt Securities in
Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart
and/or Director significantly different from those by The Board of Directors : -None – 2. Approval to sell shares of SPA-Today-Far East (Thailand) Company Limited (Associate) to connected person
Establishment and Management of Thailand Future Fund, as the case may be. 5 Clause 8 Documents or evidence filed with the SEC Office as specified under this Notification, whether before or after approval, shall