the category of any intermediary or capital market products ; (2) issuing the Notification, by having obtained an approval from the Capital Market Supervisory Board, to allow exemption for some kinds of
) issuing the Notification, by having obtained an approval from the Capital Market Supervisory Board, to allow exemption for some kinds of intermediary not to comply with any requirement under this
case of a non-central utility function, there shall be a procedure for requesting an approval from the intermediary in each case every time before proceeding with the subcontracting. (5) appropriate
-central utility function, there shall be a procedure for requesting an approval from the intermediary in each case every time before proceeding with the subcontracting. (5) appropriate guideline for risk
introduction to the “Aom No.5” campaign, “Mutual funds are appropriate saving and investment tools for Thai people. However, the 2022 statistics showed that there were only 1.7 million mutual fund unitholders in
contribution rate at 15%, to have an appropriate management plan for its investment, as well as to have the right benchmark to measure investment performance, for the most effective follow-up in and assessment
The SEC aims to improve the PVD supervision to be more suitable for the current context, providing protection to PVD members in a fair and transparent manner. Related business operators are
trading orders. Due to these amendments to the relevant regulations involving the implementation of entirely new measures, it becomes appropriate for the SET to communicate those newly deployed measures to