operation of the office; (2) efficient management system which are at least operating, compliance and information management system, including sufficient personnel. It shall be deemed to obtain an approval
securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk management system, a system to prevent conflicts of interest and leaking of
broker investing in securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk management system, a system to prevent conflicts of
management system, a system to prevent conflicts of interest and leaking of information which should not be disclosed between units and personnel (Chinese wall). The policies, rules and practices shall be
to 7 th according to National Bank of Cambodia’s regulation Early repayment : Within 36 months, principle can be repaid with both parties’ agreements while National Bank Cambodia’s approval shall be
Guidelines for Application and Approval for Appointment of Person to be Director or Manager of Securities Company B.E. 2553 (2010) 01/02/2010 01/02/2010 10. Notification of the Office of the Securities and
Fund ( 15 record(s) found) Asset Management Company Name Fund Type Fund Name Fund Abbr. Name Approval Date First Sell Start Date First Sell End Date Remark Filing (Thai version only) AIA INVESTMENT
date of the current property management contracts and after obtaining approval from the Board of Directors’ meeting. The Connected parties : Lessee : Quality Houses Public Company Limited (“Company”) or