income which the company has received from providing service to a client, such as investment advisor service fee, securities underwriting fee, fund management fee, clients’ asset management fee and

means fee and service income which the company has received from providing service to a client, such as investment advisor service fee, securities underwriting fee, fund management fee, clients’ asset

undertaking the derivatives brokerage. 1.2 Fee and service income means fee and service income which the company has received from providing service to a client, such as investment advisor service fee

votes of shareholders attending the meeting and having the right to vote; and 3) appoint an independent financial advisor to provide opinion on the Entire Business Transfer Transaction and submit such

to acquire assets, other than in the ordinary course of business, briefly describe the assets and their cost. If the assets have been or will be acquired from affiliates of the issuer or 4    their

1 เอกสารรับฟังความคิดเห็น เลขที่ อนธ. 35/2560 เรื่อง การเปดิทางให้ Investment Advisor สามารถอ านวยความสะดวก ในการซื้อขายผลิตภัณฑ์ในตลาดทุนได้มากข้ึน เผยแพร่เมื่อวันที่ 31 ตุลาคม 2560 ส านักงานได้จดัท

depository shall not have any of the following characteristics: (1) is or was an executive director, executive, staff member, employee, or advisor, or is holding or held any other equivalent position, of the

nearly the same as Q1/2017. Costs and Expenses In Q1/2018, total costs and expenses 163 million Baht decreased by 83 million Baht (34%) from Q1/2017. Main course items are from decreasing of work volume

million Baht (13%) from 2016. Main course items are decreasing of work volume. The changings are as follow: Cost of contract work amount 665 million Baht decreased by 103 million Baht (13%) effect from down

หรือรับซื้อคืนหน่วยลงทุนหรือการเป็นตัวแทนสนับสนุนจากสถาบันฝึกอบรม หรือตามหลักสูตรที่สำนักงานให้ความเห็นชอบ (refresher course)โดยจัดทำเป็นรายไตรมาสและจัดส่ง ให้สำนักงานภายในวันที่สิบห้าของเดือนถัดไป ข้อ 3