provided in the account opening process of new clients. In this regard, the information provided must be accurate, complete, up-to-date, and clearly separated from other information. In case of significant

Market Supervisory Board* applied to the property funds, to lay down a practical guideline for consistent and transparent practices of the business operators, taking into account practicality without

ซื้อขายหลักทรัพย์ที่เป็นหน่วยลงทุน ที่ให้บริการลูกค้าในการซื้อขายหน่วยลงทุนผ่านบัญชีซื้อขายหน่วยลงทุนแบบไม่เปิดเผยชื่อผู้ถือหน่วยลงทุน (omnibus account) จัดทำและจัดส่งรายงานข้อมูลผู้ถือหน่วยลงทุนของกอง

, and require the service users to disclose information on their digital asset wallets for the purpose of identifying the account owner.  In addition, on 4 November 2021, the SEC Board Meeting No. 17/2564

account or the accounts of other parties involved as well as depositing certain amounts back into the accounts of other clients who had been her fraud targets earlier, and (4) counterfeited withdrawal

criminal complaint with the Economic Crime Suppression Division against {A} and {B} and the parties involved on account of being co-principals in operating derivatives business without approval. Due to

execution program. She also transferred her own money into the client’s trading account as a collateral for trading loss. Meanwhile, the client did not contradict or object to the record of confirmed

asset management companies are already required to prepare and disclose to the unitholders. In drafting the regulations, the SEC took into account the feedbacks received from the business operators during

Thianthong, Vice President, Marketing, Commercial and Supply at the time of the offense, on account of failing to perform duties with responsibility, due care and loyalty as director or executive of

make any transaction related to such assets to consider the matter thoroughly and cautiously by taking into account both expected interest and potential risks and impacts. In addition, directors and