scores need to press on improvement of their quality to ensure fair treatment to shareholders and thus enhance investor confidence as well as promote sustainable growth of the industry in the long run.??
to publicize researches and exchange of knowledge and experience between academics and capital market industry.
and needs of financial literacy in the segment which has yet been reached; a promotion on financial planning and investment for retirement with focus on provident fund industry which has been growing
place measures for preventing conflicts of interest and investment policies that aim for the best interest of clients and the investment management industry at large.? The Thailand: Institutional
amendments are expected to enhance flexibility and industry adjustment to the fast changing market environment;3. Supervision of Mutual Fund Management: The mutual fund governance structure would be revised to
Supervisory Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry dated September 15, 2010. As {A} is, at present, an executive of an securities company, the
for investment decision making; such as key financial ratios in comparison with information of other companies in the similar industry. The report will not, however, provide any recommended price. The
for investment decision making; such as key financial ratios in comparison with information of other companies in the similar industry. The report will not, however, provide any recommended price. The
(FOCUS), Inter Far East Engineering PLC (IFEC) and The Royal Ceramic Industry PLC (RCI), and Pailin Kumut to six-month imprisonment and a fine of 250,000 baht for conspiring with Sagha in manipulating
January 18, 2012. The SEC therefore revoked their approval and banned {A} to re-entry into the industry for two years while {B} was barred for one year and one month. {C} case was reported by MTS Gold