Bangkok, 17 August 2016 - The SEC has suspended two capital market investment consultants, namely {A} for making unauthorized trading decisions, and {B} for giving investment advice without any

Building Confidence in the Capital Market No. 55/2015 SEC requires AIE to make clarification and notifies AIE and AI to cooperate with auditors Bangkok, April 27, 2015 –The SEC notified AI Energy Plc

Building Confidence in the Capital Market No. 72/2015 SEC notifies EIC to cooperate with auditor Bangkok, June 9, 2015 – The SEC notified Electronics Industry Plc. (EIC) to cooperate with the auditor

Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, stated that SEC encourages intermediaries in the capital market, both in securities business and derivatives business, to fulfill the so-called

The SEC emphasizes the monitoring of risks related to capital market and the development of digital capital market, covering the areas of supervision, service provision of business operators, and

dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities