Court may inflict upon such offender the punishment prescribed for each offence. But the total punishment of every offence must not exceed twenty years in case of the severest offence to have the rate of
two years. Vasant Thienhom, SEC Deputy Secretary-General, stated that Presently, many investors have been solicited by unlicensed companies to invest in futures contracts with gold and crude oil as
after closing of tender offer and therefore, have absolute control over the authority to drawdown the loan. Shareholders should be cautious on the matter and request the company to establish a concise
Sungwalram(4) Ms. Thanaporn Suwannapong (also branch manager)(5) Mrs. Pranee Rodyindee and(6) Ms. Dok-or ChotanaThe SEC's findings have also revealed that two other investment consultants, namely (7) Ms
considered that she had already been suspended by her employer no less than the said period, the suspension imposed by the SEC is deemed to have been served.* Clauses 20(1) and (2) of the Notification of
revised to be more interesting, concise and user-friendly. Rules on material and related party transactions have been amended in line with those of the regional markets. Promotion of shareholders? voting
activities through such client accounts. Particularly, {A} was found to have made a high volume of trades. {C} had also made such continued misconduct and gained a large amount of profit from commission fees
2012 therefore the SEC and the industry have made improvement in almost all the comments in the report including the introduction of fact sheet to provide concise information for investment decision
client and {A} indicated that the client may have entrusted {A} to make decisions on securities and derivatives trading for the client whose trading orders were unclear, and that {A} had made trading
??Strengthening financial education for future pensioners??Monitoring implementation of various initiatives and evaluating the impactsThe seminar participants have also exchanged ideas and comments vigorously on