244/3 and liable to the penalties under Section 296 of the SEA, as amended by the SEA (No. 5) B.E. 2559 (2016). Furthermore, Anupon, in his capacity as a manager of private funds under management of AEC

-border offerings of ASEAN Sustainable and Responsible Funds (SRF) under the existing ASEAN CIS Framework, the Meeting endorsed the Handbook for cross-border offerings of ASEAN Sustainable and Responsible

country. This approach uses mutual funds as a vehicle to achieve the national strategic goals related to sustainability and support long-term savings through investment in the capital market. The

than the appraised price based on the market approach. They also colluded to act dishonestly in selling NUSA condominium units in Bangkok at a price lower than the appraised price and transferring funds

with non-complex features and investment units or debt securities with high risks or complexity, e.g., investment units of mutual funds for institutional investors or ultra-high net worth investors

enterprises that have registered with the OSEP under the Social Enterprise Promotion Act B.E. 2562 (2018) to be able to swiftly and conveniently access the sources of investment funds with low costs. SEC is

According to the complaint handling report submitted by TMB and SEC’s further investigation, it was found that during August – September 2017, {D} and {A} jointly sold funds to a client. {D} forged

become an important factor for stocks and mutual funds investment in recent times, but opening a trading account, which is the first step towards the services in the capital market, still takes a long

ก.ล.ต. เปิดเผยความคืบหน้าของโครงการจัดการกองทุนรวมภูมิภาคเอเชียข้ามพรมแดนภายใต้กรอบเอเปค (Asia Region Funds Passport: ARFP) เพื่อเปิดให้สามารถเสนอขายกองทุนรวมระหว่างประเทศสมาชิก ซึ่งประกอบด้วย

disclosed at www.sec.or.th. _____________________________   Notes:1. Institutional investors include:  (1) Asset managers under the SEC's supervision, e.g., asset management companies, private funds and