promotion of other types of mutual funds to enhance clarity and appropriate flexibility for such activities. The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are

by the public at large while the operating business must not create any conflict of interest with the securities business applying for the license.    In addition, the existing and new coming Type D

client had ordered to sell 50,000 shares at 19 baht per share on February 25, 2014 but {A} instead submitted the selling orders for 49,000 shares at 17.50 baht per share. {A} admitted doing such action

?Academic Alliance? project to develop knowledge management for public and private sectors as well as economic, social and capital market development. The project aims at creating quality graduates through a

Members Program (APC). The APC aims at educating the provident fund committee members on best practices, good governance and duties of the provident fund committee. The program includes knowledge on various

not hesitate to call our Investment Scam Hotline 1207 ext. 22.”Suspicious investment solicitations can be reported at www.sec.or.th/scamalert or e-mail: scamalert@sec.or.th. The lists of licensed

so, which is deemed a refusal to resolve the case at the SEC level.Accordingly, the SEC has submitted a written request to the public prosecutor for filing a lawsuit against Mr. Suthee in the Civil

unlicensed digital asset businesses. The list of such operators is available on the Investor Alert section of the SEC’s website at https://market.sec.or.th/public/idisc/th/InvestorAlert. Furthermore

changing the use of proceeds prior to such use.The consultation paper is available on the SEC website (www.sec.or.th) at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1151 and on the Legal Hub (https

Mr. Choedchu Sophonpanich During June 25, 2014 - July 25 2014, Mr. Choedchu Sophonpanich, at the time he was holding the position of Chairman of the executive board of directors of Bangkok Life