that facilitates market innovation, and enable market practitioners? self-regulatory functions. The proposed amendments will revoke all provisions on associations related to securities business currently
regional regulators on new challenges that could have an impact on the balance between effective supervision and financial innovation.The seminar took place in Bangkok during 22 - 26 August 2016.
to investors.The proposed revision aims to improve the quality and readability of the disclosed information via fund prospectus and fact sheet, and to ensure that investors will have necessary and
in the part of employments and activities of directors and executives of listed companies. The proposed amendment aims to enhance disclosure of information by requiring that directors and executives of
issued by commercial banks, the banks established by specific laws or TSFC Securities Public Company Limited (TSFC) on the condition that the financial instruments and the issuers thereof must have the
, Ratchanee, Krisda Kulvivat, and Preecha (last name not known) previously filed with the Department of Special Investigation (DSI) after finding indicates that such persons, during January 15 ? July 2, 2002
publicly disclose the rectified financial statement which has been audited by auditor. This action follows the audit report stating that auditor gave adverse opinion on the financial statement due to the
provincial governors. We hope that this project will be successful and benefit the whole country.? SEC Secretary-General Dr. Vorapol Socatiyanurak stated, ?Pride of the Province is initiated with a view to
statements. By June 1, 2012, the company must submit to the SEC and publicly disclose the rectified financial statements that have been audited by the auditor.SINGHA later requested the SEC to extend such
questionable corporate governance issues that could lead to a conflict of interest. (Normally, institutional investors may use several measures such as seeking clarification in writing, meeting with independent