section is intended to be a summary of more detailed discussion contained elsewhere in the registration statement. 2. Provide the disclosure in a separate section titled “Risk Factors” and separate
statement. 2. Provide the disclosure in a separate section titled “Risk Factors” and separate different types of risk factors into different subsections. 3. In case of offering for sales of unusually risky
in contacting investors in each category the company is required to assign separate personnel to do the task. This causes inflexibility in providing services to investors and overlapping with respect
Keeping of Clients’ Assets Clause 12 A securities company shall prepare records of each client’s assets under its custody in a separate account from any other asset account of the securities company and
records of each client’s assets under its custody in a separate account from any other asset account of the securities company and categorize as a margin account or a cash account, as the case may be. The
right to be the debenture creditor instead. Therefore, the separate financial statements will still state the same amount of debentures as 1,230,000,000 baht (One thousand Two hundred thirty million baht
. for the purpose of compliance convenience and render efficiently controlling for accessing the importance computer devices. Moreover, it should be separate the zone that officer from various division
efficiently controlling for accessing the importance computer devices. Moreover, it should be separate the zone that officer from various division can reach from the computer centre such as a zone where used
Provision ____________________ Chapter 1 Scope of Applicability ____________________ Clause 4 The regulations on structured notes is under two separate parts due to the combined characteristics of the bonds