digital asset dealer.Compared to securities business, digital asset businesses have not yet expanded into digital asset advisory service and digital asset fund management. Earlier, securities companies

Bangkok, 13 November 2017 ? In response to the Ministry of Finance's request, the SEC is conducting another public hearing on the draft amendment to the Securities and Exchange Act B.E. 2535 (1992

Earlier, the SEC received tips from the concerned public and stakeholders that unlicensed digital asset business operators, both local and foreign, were soliciting investments and services to the

Bangkok, September 2, 2016 ? The SEC Board Meeting No. 9/2016 today resolved to re-appoint three persons to the Stock Exchange of Thailand (SET) Board of Governors for a second term, as follows: (1

Bangkok, June 8, 2012 ? In the meeting no.6/2012 on June 7, 2012, the SEC Board resolved to appoint three governors of the Stock Exchange of Thailand (SET) to replace those whose term ended. The SEC

Eng Securities (Thailand) Plc. that {A} had been authorized by two clients to make securities trading decisions on their behalf. Before this matter was reported to the company, {A} had told her branch

Bangkok, February 18, 2013 ? The SEC and the Thai Listed Companies Association (TLCA) hosted the ?SEC for CEO Forum? project to strengthen relationships and increase communication channels for

Superblock Public Company Limited Superblock Public Company Limited (“SUPER”), a securities issuer, failed to prepare and submit the audited financial statements for the year 2015 to the Stock

Kasikornbank Public Company Limited Between August 30, 2021 and July 18, 2023 Kasikornbank Public Company Limited (“KBANK”) as a securities underwriter, failed to comply with the rules, conditions

Krungthai XSpring Securities Company Limited Between November 14, 2022 and August 9, 2023 Krungthai XSpring Securities Company Limited ("KTX") as a securities underwriter, failed to comply