sanctions imposed by the CSC will take effect once offenders sign a letter of consent, agreeing to comply with the sanctions. If any offenders refuse to consent, the SEC will submit the cases in writing to
of other activities as assigned by the Board of Directors with the consent of the Audit Committee. To perform such duties completely, the Audit Committee is empowered to call in or ask the Management
, reserving or terminating a client’s rights over assets , without or not complying with an order or consent given by the client or a person authorized by the client. Clause 10 A securities company shall not
with an order or consent given by the client or a person authorized by the client. Clause 10 A securities company shall not use clients’ assets for the benefit of another client, other persons, or itself
ชอบในการดำเนินการ กรอบความร่วมมือตาม (3) เช่น Memorandum of Understanding on Streamlined Authorization Framework for Cross-border Public Offers of ASEAN Collective Investment
providing services under Paragraph 1, the derivatives dealer shall ensure that a chief executive officer or a person assigned by the client has already granted consent before the client engages in derivatives
services under Paragraph 1, the derivatives dealer shall ensure that a chief executive officer or a person assigned by the client has already granted consent before the client engages in derivatives contract
ข้อมูล Bloomberg ฐานภารกิจของรัฐ (Public Tasks) การจัดงานสัมมนา ข้อมูลวิทยากร,ข้อมูลผู้เข้าร่วมสัมมนา ฐานความยินยอม (Consent) ฐานสัญญา (Contract) 3. การเปิดเผยข้อมูลส่วนบุคคล เมื่อสำนักงานได้รับข้อมูลส่วน