Office and shall also supervise the investor contact to act in compliance with such rules. A Securities company may appoint any person who is not an investor contact to contact, solicit, or give any
prescribed by the notification of the Office. The securities company shall act in compliance with rules prescribed by the Office and shall also supervise the investor contact to act in compliance with such
securities company shall act in compliance with rules prescribed by the Office and shall also supervise the investor contact to act in compliance with such rules. A Securities company may appoint any person
management under paragraph one hereof, or in the back office operation, the management company shall carefully consider selecting such persons suitable for the tasks to be designated, and shall also ensure
persons suitable for the tasks to be designated, and shall also ensure that such persons perform their tasks in compliance with the laws on securities and exchange. In case any designated person becomes no
the tasks to be designated, and shall also ensure that such persons perform their tasks in compliance with the laws on securities and exchange. In case any designated person becomes no longer suitable
where such major shareholder is a legal entity, its director, manager and partner also shall not have any of such prohibited characteristics. In case of application for derivatives business license type
, and in the case where such major shareholder is a legal entity, its director, manager and partner also shall not have any of such prohibited characteristics. In case of application for derivatives
juristic person, the directors or partners of such juristic person shall also not have the prescribed prohibited characteristics thereof; **(4) having sufficient readiness for providing services and ensuring