/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014. The SEC therefore suspended {A} from his duty as the approved securities investment consultant for 3

Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved capital market investment consultant for two months, effective from February 9, 2015

Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from his duty as the approved capital market investment consultant for six months. Taking into account that he had

-application for approval as capital market personnel for 4 years. Taking into account that {A} had already been suspended from her duty as securities investment consultant by her employer for 3 months; the

behalf of clients were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved

*. The SEC, therefore, suspended Acting Subbieutant Saroj from his duty as the approved securities investment consultant for a year and 2 months. Having considered that {A} had already been suspended by

: *ปัจจุบันผู้ประกอบธุรกิจต้องประกอบธุรกิจอย่างซื่อสัตย์ ใช้ความรู้ความสามารถ ความชำนาญ ด้วยความเอาใจใส่และระมัดระวังตามมาตรฐานหรือเยี่ยงผู้ประกอบวิชาชีพ (fiduciary duty) การคำนึงถึงผลประโยชน์ของผู้ลงทุนเป็น

the Securities and Exchange Act. In addition, He failed to order or act his duty resulting in Solaris Asset Management Co., Ltd. violation of section 117 of the Securities and Exchange Act. Solaris

Polaris Capital Public Company Limited When Polaris Capital Public Company Limited ("POLAR"), which was authorized by Mr. Yanakorn Warakunrak and Mr. Poonsak Chumchuay, had the duty to

3.1 Financial position As of 31 December 2018, the Company’s financial position compared with the previous year were the followings; (Unit: Million Baht) Description For the year ending 31 December Year