approval as securities investment consultant and banned him from re-entering the capital market and performing duties as a branch manager for any business in the industry for 10 years. Since the period of
in such employer?s group. In this regard, the companies in such employer?s group will be defined, in consistence with those applicable to mutual fund industry, as parent and subsidiary companies
Bangkok, January 30, 2014 ? The SEC affirmed the instruction for Bee Taechaubol to promptly rectify the tender offer for Electronics Industry Plc. (EIC)?s shares as specified by the tender offer
risks. Asst. Prof. Dr. Thanachot Boonworachot, researcher, Faculty of Agro-Industry, Kasetsart University said that the study on ?Returns, investor trading volumes and price volatility relationships on
their professional ability to give appropriate information to investors. In making appropriate adjustments and enhancing practicality for the industry, the SEC has taken into consideration comments and
Industry Public Company Limited (UMI) shares, namely (1) Ms. Paweena Laowiwatwong, (2) Mrs. Punnaporn Laowiwatwong, (3) Ms. Warunya Laowiwatwong, and (4) Mr.Trairath Treeratpant.Following the Stock Exchange
Socatiyanurak, the SEC Secretary-General.? ?Recognizing that Luxembourg is truly the European center for mutual fund industry, I see that this MoU would lead to deeper and broader cooperation between capital
discussed with AIMC on investor protection and standardization of NAV calculation for the industry where the regulator and the association mutually agreed that AIMC guideline for NAV calculation must be
products. The SEC will provide support to businesses, regardless of size, industry or location, to raise funds through the Thai capital market serving as destination for offer for sale of shares or
including the notifications, regulations or orders issued under the said law, and shall also meet the requirements in this Notification. Clause 22 The information disclosed to the investors shall not contain