the SEC). These individuals were also prohibited from trading securities and derivatives for 14 or 20 months (as the case may be) and from serving as directors or executives for 28 or 40 months (as the

follows:                  - For bond series ECF256A and ECF246A: increase the interest rate to 7.50 percent per year from the previous rates of 7.30 and 7.40 percent per year, respectively

Division.  Ms. Sucha Boonyanate holds a Bachelor of Laws (LL.B.) from Chulalongkorn University, and a Master of Laws (LL.M.) from the University of Sheffield, the United Kingdom. She is also a qualified

Cyber Threats,” along with a lecture titled “GRE-2AT Clinic: Integrating Cybersecurity, AI, and Enterprise Risk Management (ERM),” delivered by distinguished speakers from the three associations. The

Chulalongkorn University’s research team were also presented. The seminar was attended by over 100 participants from 50 securities regulatory agencies from 24-26 September 2024, at IOSCO in Madrid, Spain

a loan from a financial institution. The Board of Directors and the Audit Committee view that the investment in such projects can generate long-term consistent income and the contract party is a

Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium

Following an inspection report from SCB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units, SEC conducted a further inquiry and

standard, and to disclose  related-party transactions for past three years. Rule No. (1) – (4) will come into force for the filing from 1 April 2019 onward. Rule No. (5) will be in effect for the filing

include:-       Adjusting the investment unit value to reflect the costs incurred from selling or buying assets in the fund portfolio,-       Charging additional fees from the buyer/seller of investment