Securities (Thailand) Plc., and revealed non-compliant performance of {C}, for not taping clients' trading orders.  Following referral from the Stock Exchange of Thailand indicating that {A} and {B} failed to

investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives

Mr. Sittichai Phonsap-anan During 13 July 2021 to 3 May 2023 (a total of 438 business days), a group of 18 persons with personal and financial relationships and securities trading activities are: (1

Mr. Nattapong Seetavorarat During 13 July 2021 to 3 May 2023 (a total of 438 business days), a group of 18 persons with personal and financial relationships and securities trading activities are: (1

Miss Ratha Weerapong During 13 July 2021 to 3 May 2023 (a total of 438 business days), a group of 18 persons with personal and financial relationships and securities trading activities are: (1) Mr

Mr. Phakpoom Termsereekul During 13 July 2021 to 3 May 2023 (a total of 438 business days), a group of 18 persons with personal and financial relationships and securities trading activities are: (1

Mr. Boon-aue Chitthanom During 13 July 2021 to 3 May 2023 (a total of 438 business days), a group of 18 persons with personal and financial relationships and securities trading activities are: (1

Miss Kittiya Utokyota During 13 July 2021 to 3 May 2023 (a total of 438 business days), a group of 18 persons with personal and financial relationships and securities trading activities are: (1) Mr

NEX 2 CAPITAL CO., LTD. (WEALTH PLUS HOLDING CO., LTD.) During 13 July 2021 to 3 May 2023 (a total of 438 business days), a group of 18 persons with personal and financial relationships and

Mr. Pinyo Ruckapunmetee During 13 July 2021 to 3 May 2023 (a total of 438 business days), a group of 18 persons with personal and financial relationships and securities trading activities are: (1