กัทรัพยโ์ดยยงัไม่มีหลกัทรัพยน์ั้นอยู่ในครอบครอง (physical short selling) อย่างไรก็ดี กองทุนรวมสามารถ กูย้ืม (borrowing) หรือท าธุรกรรมการขายโดยมีสัญญาซ้ือคืน (repo) เพื่อสภาพคล่องได ้แต่ตอ้งไม่เกินร้อยละ 10 ของ
selling prices and redemption prices of investment units, as specified in the fund scheme and in accordance with the rules and procedures prescribed by the Notification of the SEC or the Office; (i) Systems
supervising the augmentation and the cancellation of investment units of mutual funds, and for examining and verifying the calculation and the announcement of asset values, net asset values and selling prices
Finance with regulations prescribe the holder can redeem at the certain price or at the minimum price determined on the issuing date, by the securities company that is a selling or redemption agent of such
a selling or redemption agent of such bonds, in this regard such securities company shall: (a) Provide information on risks and description of bond with one or more of the following methods; (1
Commission No. OrNor. 7/2547 Re: Arbitral Process (No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling
: Arbitral Process (No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund
(No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund supervisor; (4) a