นางสาวจอมขวัญ คงสกุล รองเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมเสวนาในงาน Global Regulatory Forum ในหัวข้อ “Compliance and resilience at a time of technological
: https://publish.sec.or.th/nrs/10381p_r.pdf ** Including transitional provisions, allowing business operators sufficient time to develop reporting systems in compliance with the new regulations.
hearing ends on 21 November 2024.Remark: * The cooling-off period is the time when a company publishes the most updated registration statement (“filing”) to allow investors to study the information in the
foreign non-listed company. The auditor needs additional time for reviewing the reasonability of the information and the rectified interim financial statements. The SEC has therefore allowed NRF to submit
Rule, Dynamic Price Band และ Minimum Resting Time เป็นต้น สำหรับทิศทางในปีหน้านั้น ก.ล.ต. จะมุ่งเน้นส่งเสริมผลิตภัณฑ์เกี่ยวกับความยั่งยืน (ESG) การลงทุนระยะยาว (การเปลี่ยนเงินออมให้เป็นเงินลงทุน) รวมถึง
by solicitation or advertisement of the issuance of the bills for the purpose of raising fund from more than 10 entities at any given time.* In any case, any bills with the following characteristics
ensure that audit firms in the capital market would have sufficient time to make necessary preparations and mitigate unintended consequences for clients, specifically businesses in the capital market. (2
prepare and submit a monthly report of aggregated data and update the system each time the reporting forms are revised. The proposed amendment involves submitting granular data with specified details and
December 2024. The SET has also issued the fee waiver regulations under (2), to take effect during the same time period. ________________________Notes: * SEC News No. 72/2024: SEC amends regulations
than 1.0 time during the period from 15 April 2025 to 15 January 2026; not less than 1.2 times from 15 January 2026 to 15 July 2026; and maintaining not less than 1.4 times from 15 July 2026 until the