) under consideration, the penalty already served, the impacts, damage or benefits generated, rectification or other actions benefiting or hindering SEC’s operation, and the record or other past behaviors

, SEC has developed, reviewed, and revised regulations on the operation of investment management business covering the management of mutual fund from launching to termination, by doing as follows

การยกระดับกระบวนการการปฏิบัติงาน (operation) เพื่อช่วยลดต้นทุนและอำนวยความสะดวกในการทำธุรกิจแก่ผู้มีส่วนร่วมในตลาดทุน (stakeholders) ให้สามารถแข่งขันได้และเตรียมพร้อมรับการเปลี่ยนแปลงในอนาคตทั้งนี้ การ

value of business. ESG is a must- have element in today’s environment and It can contribute to sustainable business operation. Therefore, the SEC gives priority to promoting stakeholders’ awareness of the

related person, with a large amount of overdue payments and continuous losses. In case the debtor will not be able to repay the debt, profit shown on the applicant?s result of operation may turn to loss. It

led Thai private sector to meet Japanese public and private sectors with a view to sharing experience and information, and visiting Japan Post Co., Ltd.  for information on the Post?s operation of

private sector to help enhance the public sector operation along the line with international standard.  SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board

operation against corruption. Also, the SEC asked securities and asset management companies to adopt the Indicator as an investment factor for their proprietary trading and investment of mutual funds under

. However, to ensure smooth operation of asset management companies and existing property funds, the companies may set up a new property fund and, in case of existing property funds, issue new units so as to

wrongful acts against RAM documents.The SEC found that {A}, then RAM managing director responsible for operation and management of RAM assets, arranged for RAM to sell its acquired shares of Kiatnakin Bank