fiscal year 2023, the Company has total new sales and credit card spending increased by 4% y-y, mainly due to the continual increase in credit card spending and marketing with business partners. However
ที่สูงขึ้นจากภาวะตลาดโดยรวม (4) ปรับปรุงหลักเกณฑ์การขาย (sales conduct) สำหรับผู้ประกอบธุรกิจที่เป็นตัวแทนขายหน่วยลงทุน ให้ต้องจัดทำเอกสารประกอบการขาย หรือการให้คำแนะนำการลงทุน มีการชี้แจง
Advertising and Sales Promotion for Securities Companies and Derivatives Business Operators (No. 11); (10) Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 44/2567 Re: Rules
According to the referral from the Stock Exchange of Thailand (SET), persons were found to have taken action liable to be an offense related to the sales of SQ shares by using inside information on
performing duties related to provision of services for sales of securities products from 17 January 2020 to 16 April 2020, which exceeded the sanction period imposed by SEC. Therefore, it is deemed that Prapai
penalized {B} by transferring her to perform duties unrelated to provision of services for sales of securities products from 25 December 2018 to 16 April 2020, which exceeded the penalty period imposed by
sales of mutual funds, payments, and duties payment on appointing the agent. Furthermore, the Finnet also helps licensed entity decrease their own costs of investment, development, and system
exceeding 20% of NAV in the instruments issued by financial institution). Moreover, asset management company must disclose information on risks associated with the product in fact sheet.In term of sales
associated with the Project include liquidity risk of contractor business and sales would not go ahead as planned due to community opposition in the area nearby Wat Lengnoeiyi, causing delay of the Project
amended for effective supervision on innovative products and transactions. Supervisory efficiency with regard to issuance quality, information disclosure, and sales of investment products will also be