capital management; (c) securities borrowing and lending; (d) inter-dealer brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the
_________________________ Clause 18 In cases where an intermediary is a representative of a securities borrower or lender, the intermediary shall prepare an agreement on the appointment of representative in writing. Clause
Clause 18 In cases where an intermediary is a representative of a securities borrower or lender, the intermediary shall prepare an agreement on the appointment of representative in writing. Clause 19 An
brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the appointment of a person, who has registered as bond trader with the Thai Bond
; (3) information related to the name and address of the person appointed by the foreign entity to be its representative in Thailand, with clearly specified authorization and duties of such
representative office; (3) the appointment of a person, who has registered as bond trader with the Thai Bond Market Association, to be investment consultant for providing consultation on debt securities for
172.13 Total Liabilities 709.24 763.70 717.92 Shareholders’ Equity : Paid-up Capital 200.00 300.00 300.00 Retained Earnings 156.01 202.94 276.81 Total Shareholders’ Equity 356.01 502.94 576.81 Total
176.03 172.13 Total Liabilities 709.24 763.70 717.92 Shareholders’ Equity : Paid-up Capital 200.00 300.00 300.00 Retained Earnings 156.01 202.94 276.81 13 Items Statement of financial position 31 Dec 14 31