Bangkok, April 22, 2014 ? The SEC unveiled the Independent Audit Inspection Activities Report 2013 which reflected advancement of audit oversight in Thailand, underlined transparency in auditor
because 77% of total share price had already been paid to the prospective seller, the proportion of which was relatively high comparing to the condition generally prescribed in sale contract. Due to its
, trust will be exempted from income tax while distribution from trust to unitholders will then be taxable. Unlike investment in infrastructure fund which is of benefit to Thailand, however, unitholders of
(FA), save for offerings by financial institutions which are also SEC-approved FA. On information disclosure, notice calling a shareholders? meeting must clearly state material information including
material to {X1} Company share price. The purchases were made through trading accounts of his son in which Sumit was an authorized person. In late 2012, {A} learned of the information concerning {X1} Company
exercise their voting rights more effectively. ?Guidelines for shareholders? meeting? supports shareholders by giving suggestions and examples on the matters which should be considered or questioned at
Bangkok, August 8, 2014 ? The SEC is seeking public comment on revision of secondary listing regulations to be in consistence with dual offering regulations under which foreign companies launch
Kasikorn Securities Plc., the SEC probed into {A}'s case and found certain communication record, which he later admitted, indicating that he had been authorized by his client to make securities trading
securities trading as well as amount of securities and prices, all of which were acknowledged by the client's authorized person. Making securities trading decisions on behalf of client is in violation of
Section 247 of the Securities and Exchange Act B.E. 2535 (1992), which specify that the tender offer price for all EIC shareholders must be at the same price or form.In this regard, the SEC notified Bee to