fundraising for SMEs and startup as well. (5) Developing digital infrastructure for the Thai capital market : Distributed Ledger Technology (DLT) to support transactions of all products including
Meeklinhom, and (24) Mr. Sarawut Leelasornchai. Sittichai, Tanika and the five accomplices, persons in (3) - (7), executed trading transactions of MILL shares through their own accounts and those of
of businesses related to digital assets and the accommodation of cross-border/borderless transactions, it is also important that international cooperation, especially among IOSCO members and in the
affected the applicant's prudent management; (2) insufficient monitoring of related party transactions that may have invoked a conflict of interest and damage to the IPO applicant with regard to a group of
and REIT holders? right to approve an acquisition or disposition of key assets and related-person transactions. Key persons in establishment and management of REITs include (1) REIT manager which may
by Ms. Noppawan Suwan and Mr. Viroj Arnokkaeo, who allowed their separate trading accounts to be used for the YCI transactions in exchange for compensation. Such market manipulation was in violation
cards as business contacts or to enter into transactions related to the said illegitimate business. The SEC therefore filed a criminal complaint against Q-Me Co., Ltd., TMB Leasing Co., Ltd. and six
facilitating the financial transactions while Aiyarin helped to make trading orders of KC shares in Supranee?s account.The acts of Supranee, Pongpop, and Somboon were considered to be in contravention of
seek personal gain from the margin of such offering and trading transactions. However, the clients who had paid for their orders did not receive the purchased shares or such shares did not exist in the
involving with complicated transactions, audit works need competent audit teams under quality assurance system. To lift up confidence in the Thai capital market, audit firms should place priorities on