/2011 2. Notification of Capital Market Supervisory Board TorThor 7/2551 Rules for Applying for Permission and Granting of Permission to Derivatives Brokers to Establish Branch Offices 02/04/2008 01/05
The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However
employees providing advice to the investors in order to prevent conflict of interest in respect of advice provision;4. The wealth advice service providers who are securities brokers may automatically
Bangkok, January 18, 2012 ? The Capital Market Supervisory Board has resolved to revise the rules on custody of client assets by securities companies and derivatives brokers ("the companies") to
7.1 1.3. Dealers 35.7 1.6 35.1 1.6 (0.6) (1.7) 1.4. Online 16.5 0.7 43.0 1.9 26.5 160.2 Total Revenue from Domestic Sales 2,161.1 95.3 2,184.2 96.9 23.1 1.1% 2. Overseas sales 2.1. Franchise and Dealers
ใต้การกำกับดูแลของ ก.ล.ต. (จำนวนรายการที่พบ 189 รายการ) ชื่อ ประเภท วันที่เปิดเผยข้อมูล ข้อมูลอื่นที่เกี่ยวข้อง TIGER BROKERS SINGAPORE ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า 31/03
translation is strictly for reference. 6 Notification of the Capital Market Supervisory Board No. TorThor. 23/2553 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Dealers By
translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 23/2553 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Dealers By virtue of
more than 100 distributors and dealers in their network. In addition, Flexiglass also owned 5 corporate stores. The investment mentioned above shall enhance the distribution channel for Aeroklas and