Effective Date 1. Notification of the Securities and Exchange Commission Kor Thor. 19/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to
of the Securities and Exchange Commission Kor Thor. 11/2553 Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer (Codefied) 15/07/2010 01/08
Supervisory Board Tor Lor Thor. 8/2557 Rules on Personnel in the Capital Market Business (Codefied) 03/06/2014 01/07/2014 Notification of Capital Market Supervisory Board TorLorThor. 8/2557 Rules on
Capital Market Supervisory Board Tor Lor Thor. 8/2557 Rules on Personnel in the Capital Market Business (Codefied) 03/06/2014 01/07/2014 Notification of Capital Market Supervisory Board TorLorThor
the Securities and Exchange Commission Sor Thor. 38/2559 Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology
Thor. (Wor) 23/2557 Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism 08/08/2014 Contact The Securities and Exchange Commission, Thailand 333
Securities and Exchange Commission Sor Thor. 18/2563 Holidays of Securities Companies and Derivatives Business Operators for the Year 2020 (No. 2) 19/03/2020 2. Notification of the Office of the
and Exchange Commission No. Kor Thor. 13/2558 Re: Licensing Derivatives Exchange and Derivatives Clearing House (No. 2) dated 6 August 2015 (effective from 1 September 2015). 1 Repealed by the
Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives