and the management, discussed approaches that the SET could adopt to review rules relating to securities trading in cash account, particularly in placing asset as collateral before purchasing in

offenses have broadly damaged public interests. Given that the damages from STARK’s liabilities exceed 38 billion baht, there is a reasonable ground to believe that the offenders might transfer or dispose of

SEC revealed that, under the situation of the outbreak of COVID-19 which has impacted the business operations, the financial positions and the performance of listed companies and security issuers

Following an inspection report from Bank of Ayudhya, a limited broker dealer and underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Vanatsavadee, securities investment

of capital shares and offering of ordinary shares of its subsidiary Green Net 1282 Co., Ltd. In this regard, the Board of Directors and the Audit Committee consider that both the acquisition and the

SEC Secretary-General Ruenvadee Suwanmongkol stated on 17 September 2019 that SEC had a meeting with ASCO and the senior executives of every securities company and derivative contract business

prospectus to ensure that investors would receive sufficient and appropriate information for their decision making without the misunderstanding that a term fund is a cash deposit in a commercial bank and

Upon the review of the Securities and Exchange Act, SEC finds that certain provisions of the law do not support the issuance of debt securities under the current economic situations. For example, the

SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business

To ensure that asset management companies primarily manage funds for the investors’ benefits,  SEC has revised the regulations in order to control and monitor mutual fund management by requiring